RIA Compliance - the Reliant Way

We Get You

At Reliant Compliance, we prioritize understanding the unique needs of each RIA we work with. Our personalized approach ensures that your specific challenges and goals are addressed with customized compliance and common-sense solutions. We pride ourselves on delivering excellent customer service, always being available and responsive to your needs. Moreover, we proactively manage your compliance program, staying ahead of regulatory changes to keep your practice compliant and your business running smoothly. Choose us for a partnership that prioritizes your success and peace of mind.

Unload the Burden

Let’s face it; compliance work takes time, and it might not be your first priority. At Reliant, we understand that business owners and executives want to spend their time serving their clients and growing their firms, not spinning their wheels buried in compliance work. Plus, many RIAs can’t afford a fully qualified in-house CCO. Let our RIA Compliance Consultants help you pick up the slack.

Experience You Can Trust

Reliant Compliance was built on 20 years of experience in financial services compliance. We’re happy to share our knowledge and industry best practices with you, and our quality of work will provide you with the peace of mind you deserve.

A Specialized and Customized Experience

We all know that not every RIA is the same, and not every regulation applies to every RIA. The last thing you want is a cookie-cutter solution to compliance. We don’t sell compliance software or templates. After getting to know you and your firm, we provide our RIA Compliance Services through customized advice and comprehensive solutions.